Registry-Registrar Agreement
This Registry-Registrar Agreement (the "Agreement") is between
Public Interest Registry, a company organized under the laws of Pennsylvania,
with its principal place of business located at 1775 Wiehle Ave, Suite
102A Reston, Virginia 20190 ("Registry
Operator"), and [Registrar's name] ______________________, a [jurisdiction
and type of organization] ___________________________________________,
with its principal place of business located at [Registrar's location]
____________________ _________________________________________ ("Registrar").
WHEREAS, Registry Operator has entered a Registry Agreement with the
Internet Corporation for Assigned Names and Numbers to operate a shared
registration system, TLD nameservers, and other equipment for the .org
top-level domain;
WHEREAS, multiple registrars will provide Internet domain name registration
services within the .org top-level domain;
WHEREAS, Registrar wishes to act as a registrar for domain names within
the .org top-level domain.
NOW, THEREFORE, for and in consideration of the mutual promises, benefits
and covenants contained herein and for other good and valuable consideration,
the receipt, adequacy and sufficiency of which are hereby acknowledged,
Registry Operator and Registrar, intending to be legally bound, hereby
agree as follows:
1. DEFINITIONS
1.1. "APIs" are the application
program interfaces by which Registrar may interact, through the EPP
or RRP to EPP Proxy, with the Registry System.
1.2. "Confidential Information"
means all information and materials, including, without limitation,
computer software, data, information, intellectual property, databases,
protocols, reference implementation and documentation, financial information,
statistics and functional and interface specifications, provided by
the Disclosing Party to the Receiving Party under this Agreement and
marked or otherwise identified as Confidential, provided that if a
communication is oral, the Disclosing Party will notify the Receiving
Party in writing, including by email, within 15 days of the disclosure
that it is confidential.
1.3. "DNS" means the Internet
domain name system.
1.4. "Effective Date" shall be
the date on which the Agreement is first executed by both parties.
1.5. Extensible Provisioning Protocol ("EPP")
is a highly flexible XML based protocol that is designed to allow
multiple registrars access to a registry's SRS.
1.6. "ICANN" means the Internet
Corporation for Assigned Names and Numbers.
1.7. "Personal Data" refers to
data about any identified or identifiable natural person.
1.8. "Registered Name" refers
to a domain name within the domain of the Registry TLD, whether consisting
of two or more (e.g., john.smith.name) levels, about which Registry
Operator or an affiliate engaged in providing Registry Services maintains
data in a Registry Database, arranges for such maintenance, or derives
revenue from such maintenance. A name in a Registry Database may be
a Registered Name even though it does not appear in a TLD zone file
(e.g., a registered but inactive name).
1.9. "Registered Name Holder"
means the holder of a Registered Name.
1.10. The "Registrar Tool Kit"
comprises the items described in Exhibit A.
1.11. "Registry Agreement" means
the Registry Agreement between Registry Operator and ICANN dated 2
December 2002 for the operation of the Registry TLD, as
amended from time to time.
1.12. "Registry Database" means
a database comprised of data about one or more DNS domain names within
the domain of the Registry TLD that is used to generate either DNS
resource records that are published authoritatively or responses to
domain-name availability lookup requests or Whois queries, for some
or all of those names.
1.13. "Registry TLD" means the
.org TLD.
1.14. "Registry Services" means
services provided as an integral part of the operation of the Registry
TLD, including all subdomains in which Registered Names are registered.
In determining whether a service is integral to the operation of the
Registry TLD, consideration will be given to the extent to which the
Registry Operator has been materially advantaged in providing the
service by its designation as such under this Agreement. The development
of technology, expertise, systems, efficient operations, reputation
(including identification as Registry Operator), financial strength,
or relationships with registrars and third parties shall not be deemed
an advantage arising from the designation. Registry Services include:
receipt of data concerning registration of domain names and nameservers
from registrars, provision to registrars of status information relating
to the Registry TLD, dissemination of TLD zone files, operation of
the Registry TLD zone servers, dissemination of contact and other
information concerning domain-name and nameserver registrations in
the Registry TLD.
1.15. "Registry System" means
the system operated by Registry Operator for Registered Names in the
Registry TLD.
1.16. "RRP to EPP Proxy" means
the registry-registrar interface used by Registrars to access the
Registry System during the transition phase as described in Exhibit
E.
1.17. "Term" means the term of
this Agreement, as set forth in Subsection 9.1.
1.18. "TLD" means a top-level
domain of the DNS.
Other terms used in this Agreement as defined terms shall have the
meanings ascribed to them in the context in which they are defined.
2. OBLIGATIONS OF REGISTRY OPERATOR
2.1. Access to Registry System. Throughout
the Term of this Agreement, Registry Operator shall provide Registrar
with access as a registrar to the Registry System that Registry Operator
operates according to its arrangements with ICANN. Nothing in this
Agreement entitles Registrar to enforce any agreement between Registry
Operator and ICANN.
2.2. Maintenance of Registrations Sponsored
by Registrar. Subject to the provisions of this Agreement, ICANN
requirements, and Registry Operator requirements authorized by ICANN,
Registry Operator shall maintain the registrations of Registered Names
sponsored by Registrar in the Registry System during the term for
which Registrar has paid the fees required by Subsection 4.1.
2.3. Provision of Tool Kit; License. No
later than three business days after the Effective Date, Registry
Operator shall provide to Registrar a copy of the Registrar Tool Kit,
which shall provide sufficient technical specifications to permit
registrar interface with the Registry System and employ its features
that are available to Registrars. Subject to the terms and conditions
of this Agreement, Registry Operator hereby grants Registrar and Registrar
accepts a non-exclusive, non-transferable, worldwide limited license
to use for the Term and purposes of this Agreement, all components
owned by or licensed to Registry Operator in and to the RRP to EPP
proxy, EPP, APIs, any reference client software and any other intellectual
property included in the Registrar Tool Kit, as well as updates and
redesigns thereof, to provide domain name registration services in
the Registry TLD only and for no other purpose.
2.4. Changes to System. Registry Operator
may from time to time make modifications to the RRP to EPP Proxy,
EPP, APIs, or other software or materials licensed hereunder that
will modify, revise or augment the features of the Registry System.
Registry Operator will provide Registrar with at least ninety days
notice prior to the implementation of any material changes to the
EPP, APIs or software licensed hereunder. However, Registry Operator
reserves the right to transition from a RRP to EPP Proxy to a full
EPP Registry System with shorter than 90 days notice to the extent
that ICANN and Registry Operator agree to that shorter notice.
2.5. Engineering and Customer Service Support.
Registry Operator or its subcontractor shall provide Registrar with
engineering and customer service support as set forth in Exhibit B.
2.6. Handling of Personal Data. Registry
Operator shall notify Registrar of the purposes for which Personal
Data submitted to Registry Operator by Registrar is collected, the
intended recipients (or categories of recipients) of such Personal
Data, and the mechanism for access to and correction of such Personal
Data. Registry Operator shall take reasonable steps to protect Personal
Data from loss, misuse, unauthorized disclosure, alteration or destruction.
Registry Operator shall not use or authorize the use of Personal Data
in a way that is incompatible with the notice provided to registrars
regarding the purpose and procedures for such use.
Registry Operator may from time to time
use the demographic data collected for statistical analysis, provided
that this analysis will not disclose individual Personal Data and
provided that such use is compatible with the notice provided to registrars.
2.7. Service Level Agreement. Registry Operator
shall issue credits to Registrar as described in Exhibit G.
2.8. Registry Services. Registry Operator
shall provide Registrar no less than thirty (30) days written notice
of any new Registry Service (as defined in this Agreement) that has
been approved by ICANN according to the procedures set forth in the
Registry Agreement. Such notice shall include provisions of information
on pricing, starting date and any additional terms and conditions
regarding the new Registry Service. Such notice shall not be a substitute
for the notice requirement of Section 2.4 of the Agreement.
2.9. ICANN Requirements. Registry Operator's
obligations hereunder are subject to modification at any time as the
result of ICANN-mandated requirements and consensus policies. Notwithstanding
anything in this Agreement to the contrary, Registrar shall comply
with any such ICANN requirements in accordance with the timeline defined
by ICANN.
3. OBLIGATIONS OF REGISTRAR
3.1. Accredited Registrar. During the Term
of this Agreement, Registrar shall maintain in full force and effect
its accreditation by ICANN as a registrar for the Registry TLD.
3.2. Registrar Responsibility for Customer Support.
Registrar shall provide (i) support to accept orders for registration,
cancellation, deletion or transfer of Registered Names and (ii) customer
service (including domain name record support) and billing and technical
support to Registered Name Holders.
3.3. Registrar's Registration Agreement.
At all times while it is sponsoring the registration of any Registered
Name within the Registry System, Registrar shall have in effect an
electronic or paper registration agreement with the Registered Name
Holder. The initial form of Registrar's registration agreement is
attached as Exhibit C (which may contain multiple alternative forms
of the registration agreement). Registrar may from time to time amend
those forms of registration agreement or add alternative forms of
registration agreement, provided a copy of the amended or alternative
registration agreement is furnished to the Registry Operator fourteen
(14) calendar days in advance of the use of such amended registration
agreement. Registrar shall include in its registration agreement those
terms required by this Agreement and other terms that are consistent
with Registrar's obligations to Registry Operator under this Agreement.
3.4. Indemnification Required of Registered
Name Holders. In its registration agreement with each Registered
Name Holder, Registrar shall require such Registered Name Holder to
indemnify, defend and hold harmless Registry Operator and its subcontractors,
shareholders,
directors, officers, employees, affiliates and agents of each of them
from and against any and all claims, damages, liabilities, costs and
expenses, including reasonable legal fees and expenses, arising out
of or relating to the Registered Name Holder's domain name registration.
The registration agreement shall further require that this indemnification
obligation survive the termination or expiration of the registration
agreement.
3.5. Compliance with Terms and Conditions.
Registrar shall comply with, and shall include in its registration
agreement with each Registered Name Holder as appropriate, all of
the following:
3.5.1. ICANN standards, policies, procedures,
and practices for which Registry Operator has monitoring responsibility
in accordance with the Registry Agreement or other arrangement with
ICANN; and
3.5.2. operational standards, policies,
procedures, and practices for the Registry TLD established from
time to time by Registry Operator in a non-arbitrary manner and
applicable to all registrars, including affiliates of Registry Operator,
and consistent with ICANN's standards, policies, procedures, and
practices and Registry Operator's Registry Agreement with ICANN.
Among Registry Operator's operational standards, policies, procedures,
and practices are those set forth in Exhibit E. Additional or revised
Registry Operator operational standards, policies, procedures, and
practices for the Registry TLD shall be effective upon thirty days
notice by Registry Operator to Registrar. If
there is a discrepancy between the terms required by this Agreement
and the terms of the Registrar’s Registration Agreement, the
terms of this Agreement shall supersede those of the Registrar’s
Registration Agreement.
3.6. Data Submission Requirements. As part
of its registration and sponsorship of Registered Names in the Registry
TLD, Registrar shall submit complete data as required by technical
specifications of the Registry System that are made available to Registrar
from time to time. Registrar hereby grants Registry Operator a non-exclusive,
non-transferable, limited license to such data for propagation of
and the provision of authorized access to the TLD zone files and as
otherwise required in Registry Operator's operation of the Registry
TLD.
3.7. Security. Registrar shall develop and
employ in its domain name registration business all necessary technology
and restrictions to ensure that its connection to the Registry System
is secure and that all data exchanged between Registrar's system and
the Registry System shall be protected to avoid unintended disclosure
of information. Registrar shall employ the necessary measures to prevent
its access to the Registry System granted hereunder from being used
to (i) allow, enable, or otherwise support the transmission by e-mail,
telephone, or facsimile of mass unsolicited, commercial advertising
or solicitations to entities other than its own existing customers;
or (ii) enable high volume, automated, electronic processes that send
queries or data to the systems of Registry Operator, any other registry
operated under an agreement with ICANN, or any ICANN-accredited registrar,
except as reasonably necessary to register domain names or modify
existing registrations. In addition, Registry Operator may require
other reasonable security provisions to ensure that the Registry System
is secure.
3.7.1. Registrars shall not provide
identical Registrar-generated <authinfo> codes for domain
names registered by different registrants with the same Registrar.
The Registry Operator in its sole discretion may choose to modify
<authinfo> codes for a given domain and shall notify the sponsoring
registrar of such modifications via EPP compliant mechanisms (i.e.
EPP<poll> or EPP<domain:Info>). Documentation of these
mechanisms shall be included in the Registrar toolkit provided by
the Registry Operator. The Registrar shall be required to provide
the Registered Name Holder with timely access to the authorization
code along with the ability to modify the authorization code. Registrar
shall respond to any inquiry by a Registered Name Holder regarding
access and/or modification within 10 days. Failure of Registrar
to timely respond to a Registered Name Holder authorization code
inquiry shall constitute an incurable material breach of the Registry-Registrar
Agreement.
3.8. Resolution of Technical Problems. Registrar
shall employ necessary employees, contractors, or agents with sufficient
technical training and experience to respond to and fix all technical
problems concerning the use of the RRP, the APIs and the systems of
Registry Operator in conjunction with Registrar's systems. In the
event of significant degradation of the Registry System or other emergency,
Registry Operator may, in its sole discretion, temporarily suspend
Registrar's access to the Registry System. Such temporary suspensions
shall be applied in a non-arbitrary manner and shall apply fairly
to any registrar similarly situated, including affiliates of Registry
Operator.
3.9. Time. In the event of any dispute concerning
the time of the entry of a domain name registration into the Registry
Database, the time shown in the Registry records shall control.
3.10. Change in Registrar Sponsoring Domain
Name. Registrar may assume sponsorship of a Registered Name Holder's
existing domain name registration from another registrar by following
the policy set forth in Exhibit D. When transferring sponsorship of
a Registered Name to or from another registrar, Registrar shall comply
with the requirements of Exhibit D.
3.11. Registration Term. Registrar shall
immediately register with the Registry Operator the full length of
the registration term of each Registered Name as provided under Registrar's
Registration Agreement with the Registered Name Holder for the Registered
Name. Neither Registrar nor any affiliated company shall accept a
multi-year registration or renewal of a Registered Name but then fail
to register the Registered Name for the full term for which the Registered
Name Holder has paid.
3.12. Restrictions on Registered Names.
In addition to complying with ICANN standards, policies, procedures,
and practices limiting domain names that may be registered, Registrar
agrees to comply with applicable statutes and regulations limiting
the domain names that may be registered.
4. FEES
4.1. Amount of Registry Operator Fees. Registrar
agrees to pay Registry Operator the fees set forth in Exhibit F for
initial and renewal registrations and other services provided by Registry
Operator to Registrar (collectively, "Fees"). Registry Operator
reserves the right to revise the Fees prospectively upon thirty days
notice to Registrar, provided that such adjustments are consistent
with the Registry Agreement.
4.2. Payment of Registry Operator Fees.
A Registrar's credit limit is based on the payment security comprised
of an irrevocable Letter of Credit, Cash Deposit or combination thereof
maintained with Registry Operator. As domain names are registered,
the Registrar's account is reduced. A monthly invoice will be mailed
from the Registry Operator to the Registrar for domain names processed
during the preceding month. The Registrar must pay this invoice upon
receipt in order to ensure timely processing of future domain name
registrations.
If the Registrar should fail to pay the invoice within terms or if
the payment security should be depleted, registration of domain names
for the Registrar will be suspended and new registrations will not
be accepted until the payment security is replenished.
4.3. Non-Payment of Fees. Registrar's timely
payment of Fees is a material condition of Registry Operator's obligations
under this Agreement. Registry Operator may do any or all of the following:
(i) stop accepting new initial or renewal registrations from Registrar;
(ii) delete the domain names associated with invoices not paid in
full from the Registry database; (iii) give written notice of termination
of this Agreement pursuant to Subsection 9.2.1; and (iv) pursue any
other remedy under this Agreement.
4.4. Parity of ICANN Support Fees. Registry
Operator may pay Variable Registry-Level Fees to ICANN under Subsection
3.14.2 of its Registry Agreement with ICANN. In consideration of Registry-Operator's
payment of these fees, Registrar provides the following assurance
of parity of support of ICANN among TLDs: For any period in which
(i) Registry Operator pays ICANN Variable Registry-Level Fees for
the Registry TLD; (ii) Registrar is not required to pay ICANN an on-going
component of registrar accreditation fees for accreditation as a registrar
in the Registry TLD; (iii) the Registry Operator for the .com and
.net TLDs is not obligated by its Registry Agreement with ICANN to
pay ICANN Variable Registry-Level Fees; and (iv) Registrar is accredited
by ICANN as a registrar in the .com and .net TLDs, Registrar hereby
gives its express approval of an on-going component of its Registrar
accreditation fees for .com and .net TLDs that is equivalent, on a
per-name basis, to the Variable Registry-Level Fee paid by Registry
Operator to ICANN with respect to the Registry TLD.
4.5 Refund of Unused Fees. Should this Agreement
be terminated, the unused payment security will be refunded 60 days
after the termination of the agreement.
5. CONFIDENTIALITY AND INTELLECTUAL PROPERTY
5.1. Use of Confidential Information. During
the Term of this Agreement, each party (the "Disclosing Party")
may disclose its Confidential Information to the other party (the
"Receiving Party"). Each party's use and disclosure of the
Confidential Information of the other party shall be subject to the
following terms and conditions:
5.1.1. The Receiving Party shall treat
as strictly confidential, and use all reasonable efforts to preserve
the secrecy and confidentiality of, all Confidential Information
of the Disclosing Party, including implementing reasonable physical
security measures and operating procedures.
5.1.2. The Receiving Party agrees that
it will use any Confidential Information of the Disclosing Party
solely for the purpose of exercising its right or performing its
obligations under this Agreement and for no other purposes whatsoever.
5.1.3. The Receiving Party shall make
no disclosures whatsoever of any Confidential Information of the
Disclosing Party to others; provided, however, that if the Receiving
Party is a corporation, partnership, or similar entity, disclosure
is permitted to the Receiving Party's officers, employees, contractors
and agents who have a demonstrable need to know such Confidential
Information, provided the Receiving Party shall advise such personnel
of the confidential nature of the Confidential Information and of
the procedures required to maintain the confidentiality thereof,
and shall require them to acknowledge in writing that they have
read, understand, and agree to be individually bound by the confidentiality
terms of this Agreement.
5.1.4. The Receiving Party shall not
modify or remove any confidentiality legends and/or copyright notices
appearing on any Confidential Information of the Disclosing Party.
5.1.5. The Receiving Party agrees not
to prepare any derivative works based on the Confidential Information.
5.1.6. Notwithstanding the foregoing,
this Subsection 5.1 imposes no obligation upon the parties with
respect to information that (i) is disclosed in the absence of a
confidentiality agreement and such disclosure was agreed to by the
Disclosing Party in writing prior to such disclosure; or (ii) is
or has entered the public domain through no fault of the Receiving
Party; or (iii) is known by the Receiving Party prior to the time
of disclosure; or (iv) is independently developed by the Receiving
Party without use of the Confidential Information; or (v) is made
generally available by the Disclosing Party without restriction
on disclosure.
5.1.7. The Receiving Party's duties
under this Subsection 5.1 shall expire two (2) years after the expiration
or termination of this Agreement or earlier, upon written agreement
of the parties.
5.2. Intellectual Property.
5.2.1. Subject to the licenses granted
hereunder, each party will continue to independently own its intellectual
property, including all patents, trademarks, trade names, service
marks, copyrights, trade secrets, proprietary processes and all
other forms of intellectual property.
5.2.2. Without limiting the generality
of the foregoing, no commercial use rights or any licenses under
any patent, patent application, copyright, trademark, know-how,
trade secret, or any other intellectual proprietary rights are granted
by the Disclosing Party to the Receiving Party by this Agreement,
or by any disclosure of any Confidential Information to the Receiving
Party under this Agreement.
6. INDEMNITIES AND LIMITATION OF LIABILITY
6.1. Indemnification. Registrar, at its
own expense and within thirty days after presentation of a demand
by Registry Operator under this Section, will indemnify, defend and
hold harmless Registry Operator and its subcontractors, and the employees,
members, shareholders, directors, officers, representatives, agents
and affiliates of each of them, against any claim, suit, action, or
other proceeding brought against Registry Operator or its subcontractors,
or any affiliate of Registry Operator or its subcontractors, based
on or arising from any claim or alleged claim: (i) relating to any
product or service of Registrar; (ii) relating to any agreement, including
Registrar's dispute policy, with any Registered Name Holder or Registrar;
or (iii) relating to Registrar's domain name registration business,
including, but not limited to, Registrar's advertising, domain name
application process, systems and other processes, fees charged, billing
practices and customer service. Registry Operator shall provide Registrar
with prompt notice of any such claim, and upon Registrar's written
request, Registry Operator will provide to Registrar all available
information and assistance reasonably necessary for Registrar to defend
such claim, provided that Registrar reimburses Registry Operator for
Registry Operator's actual and reasonable costs incurred in connection
with providing such information and assistance. Registrar will not
enter into any settlement or compromise of any such indemnifiable
claim without Registry Operator's prior written consent, which consent
shall not be unreasonably withheld. Registrar will pay any and all
costs, damages, and expenses, including, but not limited to, reasonable
attorneys' fees and costs awarded against or otherwise incurred by
Registry Operator or the other indemnified person in connection with
or arising from any such indemnifiable claim, suit, action or proceeding.
6.2. Representation and Warranty. Registrar
represents and warrants that: (i) it is a corporation duly incorporated,
validly existing and in good standing under the law of the state of
[________] (ii) it has all requisite corporate power and authority
to execute, deliver and perform its obligations under this Agreement,
(iii) the execution, performance and delivery of this Agreement has
been duly authorized by Registrar, and (iv) no further approval, authorization
or consent of any governmental or regulatory authority is required
to be obtained or made by Registrar in order for it to enter into
and perform its obligations under this Agreement.
6.3. Limitation of Liability. IN NO EVENT
SHALL EITHER PARTY BE LIABLE FOR ANY SPECIAL, INDIRECT, INCIDENTAL,
PUNITIVE, EXEMPLARY, OR CONSEQUENTIAL DAMAGES, OR ANY DAMAGES RESULTING
FROM LOSS OF PROFITS OR BUSINESS INTERRUPTION, ARISING OUT OF OR IN
CONNECTION WITH THIS AGREEMENT, EVEN IF THE OTHER PARTY HAS BEEN ADVISED
OF THE POSSIBILITY OF SUCH DAMAGES. IN NO EVENT SHALL THE MAXIMUM
AGGREGATE LIABILITY OF REGISTRY OPERATOR AND ITS SUBCONTRACTORS EXCEED
THE LESSER OF (i) THE TOTAL AMOUNT PAID TO REGISTRY OPERATOR UNDER
THE TERMS OF THIS AGREEMENT FOR THE IMMEDIATELY PRECEEDING 12 MONTH
PERIOD, OR (ii) $100,000 USD.
6.4. Disclaimer of Warranties. THE REGISTRAR
TOOL KIT AND ALL OTHER ITEMS PROVIDED BY REGISTRY OPERATOR OR ITS
SUBCONTRACTORS HEREUNDER ARE PROVIDED "AS-IS" AND WITHOUT
ANY WARRANTY OF ANY KIND. REGISTRY OPERATOR EXPRESSLY DISCLAIMS ALL
WARRANTIES AND/OR CONDITIONS, EXPRESS OR IMPLIED, INCLUDING, BUT NOT
LIMITED TO, THE IMPLIED WARRANTIES AND CONDITIONS OF MERCHANTABILITY
OR SATISFACTORY QUALITY AND FITNESS FOR A PARTICULAR PURPOSE AND NONINFRINGEMENT
OF THIRD PARTY RIGHTS. REGISTRY OPERATOR DOES NOT WARRANT THAT THE
FUNCTIONS CONTAINED IN THE REGISTRAR TOOL KIT WILL MEET REGISTRAR'S
REQUIREMENTS, OR THAT THE OPERATION OF THE REGISTRAR TOOL KIT WILL
BE UNINTERRUPTED OR ERROR-FREE, OR THAT DEFECTS IN THE REGISTRAR TOOL
KIT WILL BE CORRECTED. FURTHERMORE, REGISTRY OPERATOR DOES NOT WARRANT
NOR MAKE ANY REPRESENTATIONS REGARDING THE USE OR THE RESULTS OF THE
REGISTRAR TOOL KIT OR RELATED DOCUMENTATION IN TERMS OF THEIR CORRECTNESS,
ACCURACY, RELIABILITY, OR OTHERWISE. SHOULD THE REGISTRAR TOOL KIT
PROVE DEFECTIVE, REGISTRAR ASSUMES THE ENTIRE COST OF ALL NECESSARY
SERVICING, REPAIR OR CORRECTION OF REGISTRAR'S OWN SYSTEMS AND SOFTWARE.
7. INSURANCE.
7.1. Insurance Requirements. Registrar shall
acquire, prior to the Effective Date, at least US $1,000,000 in comprehensive
general liability insurance from a reputable insurance provider with
an A.M. Best rating of "A" or better naming Registry Operator
as an additional insured and shall maintain insurance meeting these
requirements throughout the Term of this Agreement. Registrar shall
provide a copy of the insurance policy to Registry Operator upon Registry
Operator's reasonable request.
8. DISPUTE RESOLUTION
8.1. Dispute Resolution. Disputes arising
under or in connection with this Agreement, including requests for
specific performance, shall be resolved through binding arbitration
conducted as provided in this Section pursuant to the rules of the
International Court of Arbitration of the International Chamber of
Commerce ("ICC"). The arbitration shall be conducted in
the English language and shall occur in the State of Virginia, USA.
There shall be three arbitrators: each party shall choose one arbitrator
and, if the two arbitrators are not able to agree on a third arbitrator,
the third shall be chosen by the ICC. The parties shall bear the costs
of the arbitration in equal shares, subject to the right of the arbitrators
to reallocate the costs in their award as provided in the ICC rules.
The parties shall bear their own attorneys' fees in connection with
the arbitration, and the arbitrators may not reallocate the attorneys'
fees in conjunction with their award. The arbitrators shall render
their decision within ninety days of the initiation of arbitration.
Any litigation brought to enforce an arbitration award shall be brought
in the state or federal courts in the State of Virginia, USA; however,
the parties shall also have the right to enforce a judgment of such
a court in any court of competent jurisdiction. For the purpose of
aiding the arbitration and/or preserving the rights of a party during
the pendency of an arbitration, each party shall have the right to
seek temporary or preliminary injunctive relief from the arbitration
panel or a court located in the state or federal courts in the State
of Virginia, USA, which shall not be a waiver of this arbitration
agreement.
9. TERM AND TERMINATION
9.1. Term of the Agreement; Revisions. The
Term of this Agreement shall commence on the Effective Date and, unless
earlier terminated in accordance with the provisions of this Agreement,
shall expire on the last day of the calendar month which is sixty
months after the Effective Date. In the event that revisions to Registry
Operator's approved form of Registry-Registrar Agreement are approved
or adopted by ICANN, Registrar will either execute an amendment substituting
the revised agreement in place of this Agreement or, at its option
exercised within fifteen days after receiving notice of such amendment,
terminate this Agreement immediately by giving written notice to Registry
Operator. In the event that Registry Operator does not receive such
executed amendment or notice of termination from Registrar within
such fifteen day period, Registrar shall be deemed to have terminated
this Agreement effective immediately.
9.2. Termination. This Agreement may be
terminated as follows:
9.2.1. Termination For Cause. In the
event that either party materially breaches any of its obligations
under this Agreement and such breach is not substantially cured
within thirty calendar days after written notice thereof is given
by the other party, then the non-breaching party may, by giving
written notice thereof to the other party, terminate this Agreement
as of the date specified in such notice of termination.
9.2.2. Termination at Option of Registrar.
Registrar may terminate this Agreement at any time by giving Registry
Operator thirty days notice of termination.
9.2.3. Termination Upon Loss of Registrar's
Accreditation. This Agreement shall terminate in the event Registrar's
accreditation by ICANN is terminated or expires without renewal.
9.2.4. Termination in the Event of Termination
of Registry Agreement. This Agreement shall terminate in the event
that the Registry Agreement is terminated or expires without entry
of a subsequent Registry Agreement with ICANN and this Agreement
is not assigned under Subsection 10.1.1.
9.2.5. Termination in the Event of Insolvency
or Bankruptcy. Either party may terminate this Agreement if the
other party is adjudged insolvent or bankrupt, or if proceedings
are instituted by or against a party seeking relief, reorganization
or arrangement under any laws relating to insolvency, or seeking
any assignment for the benefit of creditors, or seeking the appointment
of a receiver, liquidator or trustee of a party's property or assets
or the liquidation, dissolution or winding up of a party's business.
9.3. Effect of Termination. Upon the expiration
or termination of this Agreement for any reason:
9.3.1. Registry Operator will complete
the registration of all domain names processed by Registrar prior
to the effective date of such expiration or termination, provided
that Registrar's payments to Registry Operator for Fees are current
and timely.
9.3.2. Registrar shall immediately transfer
its sponsorship of Registered Names to another ICANN-accredited
registrar in compliance with any procedures established or approved
by ICANN.
9.3.3. All Confidential Information
of the Disclosing Party in the possession of the Receiving Party
shall be immediately returned to the Disclosing Party.
9.3.4. In the event of termination in
accordance with the provisions of Subsections 9.2.1, 9.2.2 or 9.2.3,
Registry Operator reserves the right to immediately contact any
and all Registered Name Holders to facilitate the orderly and stable
transition of Registered Name Holders to other ICANN-accredited
registrars.
9.3.5. All fees owing to Registry Operator
shall become immediately due and payable.
9.4. Survival. In the event of termination
of this Agreement, the following shall survive: (i) Subsections 2.6,
3.6, 5.1, 5.2, 6.1, 6.3, 6.4, 8.1, 9.4, 10.2, 10.3, 10.4, 10.6, 10.7
and 10.8 and (ii) the Registered Name Holder's indemnification obligation
under Subsection 3.4. Neither party shall be liable to the other for
damages of any sort resulting solely from terminating this Agreement
in accordance with its terms.
10. MISCELLANEOUS
10.1. Assignments.
10.1.1. Assignment to Successor Registry
Operator. In the event the Registry Agreement is terminated
or expires without execution by Registry Operator and ICANN of a
subsequent registry agreement, Registry Operator's rights under
this Agreement may be assigned to a company with a subsequent registry
agreement covering the Registry TLD upon ICANN's giving Registrar
written notice within sixty days of the termination or expiration,
provided that the subsequent registry operator assumes the duties
of Registry Operator under this Agreement.
10.1.2. Assignment in Connection with Assignment
of Agreement with ICANN. In the event that the Registry Agreement
is validly assigned, Registry Operator's rights under this Agreement
shall be automatically assigned to the assignee of the Registry
Agreement, provided that the assignee assumes the duties of Registry
Operator under this Agreement. In the event that Registrar's accreditation
agreement with ICANN for the Registry TLD is validly assigned, Registrar's
rights under this Agreement shall be automatically assigned to the
assignee of the accreditation agreement, provided that the subsequent
registrar assumes the duties of Registrar under this Agreement.
10.1.3. Other Assignments. Except as
otherwise expressly provided in this Agreement, the provisions of
this Agreement shall inure to the benefit of and be binding upon,
the successors and permitted assigns of the parties. Neither party
shall assign or transfer its rights or obligations under this Agreement
without the prior written consent of the other party, which shall
not be unreasonably withheld.
10.2. Notices. Any notice or other communication
required or permitted to be delivered to any party under this Agreement
shall be in writing and shall be deemed properly delivered, given
and received when delivered (by hand, by registered mail, by courier
or express delivery service, by e-mail or by telecopier during business
hours) to the address or telecopier number set forth beneath the name
of such party below, unless such party has given a notice of a change
of address or individual representation in writing:
If to Registrar:
with copy to:
If to Registry Operator:
Public Interest Registry
1775 Wiehle Ave, Suite 102A
Reston, Virginia 20190
Attention: President
Phone: +1-703-464-7005
Facsimile: +1-703-464-7006
with a copy to:
Public Interest Registry
1775 Wiehle Ave, Suite 102A
Reston, Virginia 20190
Attention: General Counsel
Phone: +1-703-464-7005
Facsimile: +1-703-464-7006
10.3. Third-Party Beneficiaries. The parties
expressly agree that ICANN is an intended third-party beneficiary
of this Agreement. Otherwise, this Agreement shall not be construed
to create any obligation by either party to any non-party to this
Agreement, including any holder of a Registered Name. Registrar expressly
acknowledges that, notwithstanding anything in this Agreement to the
contrary, it is not an intended third-party beneficiary of the Registry
Agreement.
10.4. Relationship of the Parties. Nothing
in this Agreement shall be construed as creating an employer-employee
or agency relationship, a partnership or a joint venture between the
parties.
10.5. Force Majeure. Neither party shall
be liable to the other for any loss or damage resulting from any cause
beyond its reasonable control (a "Force Majeure Event")
including, but not limited to, insurrection or civil disorder, war
or military operations, national or local emergency, acts or omissions
of government or other competent authority, compliance with any statutory
obligation or executive order, industrial disputes of any kind (whether
or not involving either party's employees), fire, lightning, explosion,
flood, subsidence, weather of exceptional severity, and acts or omissions
of persons for whom neither party is responsible. Upon occurrence
of a Force Majeure Event and to the extent such occurrence interferes
with either party's performance of this Agreement, such party shall
be excused from performance of its obligations (other than payment
obligations) during the first six months of such interference, provided
that such party uses best efforts to avoid or remove such causes of
nonperformance as soon as possible.
10.6. Amendments. No amendment, supplement,
or modification of this Agreement or any provision hereof shall be
binding unless executed in writing by both parties.
10.7. Waivers. No failure on the part of
either party to exercise any power, right, privilege or remedy under
this Agreement, and no delay on the part of either party in exercising
any power, right, privilege or remedy under this Agreement, shall
operate as a waiver of such power, right, privilege or remedy; and
no single or partial exercise or waiver of any such power, right,
privilege or remedy shall preclude any other or further exercise thereof
or of any other power, right, privilege or remedy. Neither party shall
be deemed to have waived any claim arising out of this Agreement,
or any power, right, privilege or remedy under this Agreement, unless
the waiver of such claim, power, right, privilege or remedy is expressly
set forth in a written instrument duly executed and delivered on behalf
of such party; and any such waiver shall not be applicable or have
any effect except in the specific instance in which it is given.
10.8. Entire Agreement. This Agreement
(including its exhibits, which form a part of it) constitutes the
entire agreement between the parties concerning the subject matter
of this Agreement and supersedes any prior agreements, representations,
statements, negotiations, understandings, proposals or undertakings,
oral or written, with respect to the subject matter expressly set
forth herein.
10.9. Counterparts. All executed copies
of this Agreement are duplicate originals, equally admissible as evidence.
This Agreement may be executed in counterparts, and such counterparts
taken together shall be deemed the Agreement. A facsimile copy of
a signature of a party hereto shall have the same effect and validity
as an original signature.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the Effective Date set forth below hereof.
Public Interest Registry
By:
Name:
Title:
[Registrar]
By:
Name:
Title:
Effective Date: ________________________
Exhibit
A
REGISTRAR TOOL KIT
The Registrar Tool Kit will consist of a working Java API and samples
and C samples for Registrars to communicate with the Registry System,
both during the transition phase described in Exhibit E through the
RRP to EPP Proxy and during and after the transition phase through normal
operations of the EPP protocol. The samples will illustrate how XML
requests (Registration Events) can be assembled and forwarded to the
Registry Operator for processing. The software will provide the Registrar
with the basis for a reference implementation that conforms to the Registry-Registrar
Protocol. The software component of the Registrar Tool Kit will be based
on static XML requests.
The documentation will explain to the Registrar the details of the
protocol specification. It will describe the commands that need to be
sent to the Registry System in order to support domain registration
events, as well as the possible responses that may be returned by the
Registry Operator. The precise nature of the sequencing of commands,
as well as the payload that must be assembled and transmitted to the
Registry Operator, will be defined for each possible registration event.
The documentation will also describe the software that implements the
EPP Registry-Registrar protocol as well as RRP to EPP Proxy that will
be utilized during the transition phase. This will consist of a description
of the software package hierarchy, and an explanation of the defined
objects and methods (including calling parameter lists, and expected
response behavior).
The Registrar Tool Kit will be licensed under the GNU Lesser General
Public License and this Agreement.
Exhibit
B
ENGINEERING AND CUSTOMER SERVICE SUPPORT
Registrar will be provided with customer support services by the Registry
Operator of three types:
- Front line customer support
- Administrative/billing/financial support
- Technical support
Front Line Customer Support. The front line support is the first
point of contact for Registrar. Front line support will be available
on a 24/7 basis. This operation will be able to answer general registrar
questions. When the answer is not available or Registrar is not satisfied
with the answer, a service support case is opened and a support ticket
is issued. These support tickets are escalated to either the technical
support team or the administrative/financial/billing support team depending
on the nature of the problem.
Methods of contact that will be supported by customer support will
include: telephone, fax, postal mail and e-mail.
Administrative/Financial/Billing Support. The administrative/financial/billing
support team will deal with Registrar's business, account management,
financial and billing issues. Examples that fall into these categories
include:
- Registrar account balance inquiries
- Registrar low-balance warning notifications
- Crediting a Registrar's account after payment
- Legal issues related to the registry-registrar agreement
- Administrative issues for the acceptance of new registrars
The support team will have guidelines to ensure a conduit exists for
escalation to higher levels of registry management with respect to unresolved
administrative/billing/financial issues.
Technical Support. The technical support team is responsible
for dealing with Registrar's technical issues. Registry Operator shall
provide a package of support services through the Technical Support
Group (TSG). Overall, the TSG shall attempt to provide around the clock,
real time professional support to all registrars that have entered into
Registry-Registrar Agreements with Registry Operator, ranging from basic
inquiries to high-level operations critical technical support.
Registry Operator's operation staff shall be available 24/7, with
required members of the department on call. Escalation procedures shall
be in place, ensuring that management is notified of service outages
in a timely manner.
Access to Registry Data. The TSG shall have access to Registry
System data to support Registrar, to the extent that current operating
status can be determined, response to specific Registrar queries about
Registrar specific data or specific transactions can be provided. Registry
Operator employees shall be required to properly identify the Registrar
before providing any Registrar critical data, and shall be prohibited
from providing information about other Registrar operations.
Notifications. The TSG shall be responsible for notifying Registrar
of upcoming maintenance and outages. At a minimum, all planned outages
and maintenance shall be announced at least 7 days prior to the scheduled
date. Further, the TSG shall be required to provide immediate notice
of unplanned or unscheduled outages and maintenance.
Customer Escalation Process. The TSG will operate with a customer
escalation process. Normally, support calls or other forms of communication
shall start with the lowest level of support, and be escalated should
the first level of support be insufficient. In cases where higher levels
of support are immediately apparent (all levels of support staff will
be trained in identifying these) the escalation chain may be jumped.
Also, should the time limit expire with no notice, the support level
may be escalated. The escalation levels and response requirements are
as follows:
Level 1 - Technical based questions, usually unique to the Registrar
that may require support from a Registry System operator or engineer.
Requests for information or technical support shall be provided within
an hour unless is it deemed to be a Level 2 incident.
Level 2 - Registry System outages involving non-critical operations
to the registry affecting one or more registrars only, but not the
entire system. Response reports shall be provided every 30 minutes,
by no less than a qualified Registry System engineer.
Level 3 - Catastrophic outages, or disaster recovery involving critical
operations to the Registry System overall. Response reports shall
be provided every 15 minutes, by no less than a senior Registry System
engineer.
| Level |
Incident Duration |
Severity |
Position |
24x7 Number |
| Level 1 |
1 hour |
Low |
Technical Support |
+1-416-646-3308 |
| Level 2 |
2 hours |
Med |
Technical Support |
+1-416-646-3308 |
| Level 3 |
4 hours |
High |
Technical Support Supervisior |
+1-416-646-3308 |
Security of Customer Support Service. Registrar must supply a list
of specific individuals (5 to 10 people) that are authorized to contact
the Registry Operator. Each individual will also be assigned a pass
phrase. Any phone requests made by Registrar to Registry Operator's
customer service will have to come from someone on the authorized list,
and require the pass phrase to be supplied. In the event that an attempt
is made to contact the Registry Operator's customer service on behalf
of Registrar, but appropriate authentication is not provided, Registry
Operator will make contact with Registrar to inform it of a breach of
security protocol.
Customer Satisfaction Surveys. In order to fairly judge the
quality of its customer services, Registry Operator may hire an outside
party to perform customer satisfaction surveys on a regular basis. The
result of these surveys will be used to identify and correct problems
with the customer service process. Registry Operator will also use these
results to measure improvements in customer satisfaction.
Subcontract. All references to Registry Operator in this Exhibit
B shall be deemed to include Registry Operator's subcontractors, to
the extent appointed by Registry Operator.
Exhibit
C
REGISTRAR'S REGISTRATION AGREEMENT
[To be supplied by Registrar]
Exhibit
D
POLICY ON TRANSFER OF SPONSORSHIP OF
REGISTRATIONS BETWEEN REGISTRARS
A. Holder-Authorized Transfers.
1. Registrar Requirements.
Registered Name Holders must be able to transfer their domain name registrations between Registrars provided that the Gaining Registrar's transfer process meets the minimum standards of this policy and that such transfer is not prohibited by ICANN or Registry policies. Inter-Registrar domain name transfer processes must be clear and concise in order to avoid confusion. Further, Registrars should make reasonable efforts to inform Registered Name Holders of, and provide access to, the published documentation of the specific transfer process employed by the Registrars.
1.1 Transfer Authorities
The Administrative Contact and the Registered Name Holder, as listed in the Losing Registrar's or applicable Registry's (where available) publicly accessible WHOIS service are the only parties that have the authority to approve or deny a transfer request to the Gaining Registrar. In the event of a dispute, the Registered Name Holder's authority supersedes that of the Administrative Contact.
Registrars may use Whois data from either the Registrar of Record or the relevant Registry for the purpose of verifying the authenticity of a transfer request; or from another data source as determined by a consensus policy.
2. Gaining Registrar Requirements
For each instance where a Registered Name Holder requests to transfer a domain name registration to a different Registrar, the Gaining Registrar shall:
2.1 Obtain express authorization from either the Registered Name Holder or the Administrative Contact (hereafter, "Transfer Contact"). Hence, a transfer may only proceed if confirmation of the transfer is received by the Gaining Registrar from the Transfer Contact.
2.1.1 The authorization must be made via a valid Standardized Form of Authorization (FOA). There are two different FOA's available at the ICANN website. See The FOA labeled "Initial Authorization for Registrar Transfer" must be used by the Gaining Registrar to request an authorization for a registrar transfer from the Transfer Contact. The FOA labeled "Confirmation of Registrar Transfer Request" may be used by the Registrar of Record to request confirmation of the transfer from the Transfer Contact.
The FOA shall be communicated in English, and any dispute arising out of a transfer request shall be conducted in the English language. Registrars may choose to communicate with the Transfer Contact in additional languages. However, Registrars choosing to exercise such option are responsible for the accuracy and completeness of the translation into such additional non-English version of the FOA.
2.1.2 In the event that the Gaining Registrar relies on a physical process to obtain this authorization, a paper copy of the FOA will suffice insofar as it has been signed by the Transfer Contact and further that it is accompanied by a physical copy of the Registrar of Record's Whois output for the domain name in question.
2.1.2.1 If the Gaining Registrar relies on a physical authorization process, then the Gaining Registrar assumes the burden of obtaining reliable evidence of the identity of the Transfer Contact and maintaining appropriate records proving that such evidence was obtained. Further the Gaining Registrar also assumes the burden for ensuring that the entity making the request is indeed authorized to do so. The acceptable forms of physical identity are:
- Notarized statement
- Valid Drivers license
- Passport
- Article of Incorporation
- Military ID
- State/Government issued ID
- Birth Certificate
2.1.3 In the event that the Gaining Registrar relies on an electronic process to obtain this authorization the acceptable forms of identity would include:
- Electronic signature in conformance with national legislation, in the location of the Gaining Registrar (if such legislation exists).
- Consent from an individual or entity that has an email address matching the Transfer Contact email address.
The Registrar of Record may not deny a transfer request solely because it believes that the Gaining Registrar has not received the confirmation set forth above.
A transfer must not be allowed to proceed if no confirmation is received by the Gaining Registrar. The presumption in all cases will be that the Gaining Registrar has received and authenticated the transfer request made by a Transfer Contact.
2.2 Request, by the transmission of a "transfer" command as specified in the Registrar Tool Kit, that the Registry Operator database be changed to reflect the new Registrar.
2.2.1 Transmission of a "transfer" command constitutes a representation on the part of the Gaining Registrar that the requisite authorization has been obtained from the Transfer Contact listed in the authoritative Whois database.
2.2.2 The Gaining Registrar is responsible for validating the Registered Name Holder requests to transfer domain names between Registrars. However, this does not preclude the Registrar of Record from exercising its option to independently confirm the Registered Name Holder's intent to transfer its domain name to the Gaining Registrar in accordance with Section 3 of this policy.
3. Obligations of the Registrar of Record
A Registrar of Record can choose independently to confirm the intent of the Registered Name Holder when a notice of a pending transfer is received from the Registry. The Registrar of Record must do so in a manner consistent with the standards set forth in this agreement pertaining to Gaining Registrars. In order to ensure that the form of the request employed by the Registrar of Record is substantially administrative and informative in nature and clearly provided to the Transfer Contact for the purpose of verifying the intent of the Transfer Contact, the Registrar of Record must use the FOA.
The FOA shall be communicated in English, and any dispute arising out of a transfer request, shall be conducted in the English language. Registrars may choose to communicate with the Transfer Contact in additional languages. However, the Registrar choosing to exercise such option is responsible for the accuracy and completeness of the translation into such additional non-English version of the FOA. Further, such non-English communications must follow the processes and procedures set forth in this policy. This includes but is not limited to the requirement that no Registrar shall add any additional information to the FOA used to obtain the consent of the Transfer Contact in the case of a transfer request.
This requirement does not preclude the Registrar of Record from marketing to its existing customers through separate communications.
The FOA should be sent by the Registrar of Record to the Transfer Contact as soon as operationally possible, but must be sent not later than twenty-four (24) hours after receiving the transfer request from the Registry Operator.
Failure by the Registrar of Record to respond within five (5) calendar days to a notification from the Registry regarding a transfer request will result in a default "approval" of the transfer.
In the event that a Transfer Contact listed in the Whois has not confirmed their request to transfer with the Registrar of Record and the Registrar of Record has not explicitly denied the transfer request, the default action will be that the Registrar of Record must allow the transfer to proceed.
Upon denying a transfer request for any of the following reasons, the Registrar of Record must provide the Registered Name Holder and the potential Gaining Registrar with the reason for denial. The Registrar of Record may deny a transfer request only in the following specific instances:
- Evidence of fraud
- UDRP action
- Court order by a court of competent jurisdiction
- Reasonable dispute over the identity of the Registered Name Holder or Administrative Contact
- No payment for previous registration period (including credit card charge-backs) if the domain name is past its expiration date or for previous or current registration periods if the domain name has not yet expired. In all such cases, however, the domain name must be put into "Registrar Hold" status by the Registrar of Record prior to the denial of transfer.
- Express written objection to the transfer from the Transfer Contact. (e.g. - email, fax, paper document or other processes by which the Transfer Contact has expressly and voluntarily objected through opt-in means)
- A domain name was already in .lock status. provided that the Registrar provides a readily accessible and reasonable means for the Registered Name Holder to remove the lock status.
- A domain name is in the first 60 days of an initial registration period.
- A domain name is within 60 days (or a lesser period to be determined) after being transferred (apart from being transferred back to the original Registrar in cases where both Registrars so agree and/or where a decision in the dispute resolution process so directs).
Instances when the requested change of Registrar may not be denied include, but are not limited to:
- Nonpayment for a pending or future registration period
- No response from the Registered Name Holder or Administrative Contact.
- Domain name in Registrar Lock Status, unless the Registered Name Holder is provided with the reasonable opportunity and ability to unlock the domain name prior to the Transfer Request.
- Domain name registration period time constraints, other than during the first 60 days of initial registration or during the first 60 days after a registrar transfer.
- General payment defaults between Registrar and business partners / affiliates in cases where the Registered Name Holder for the domain in question has paid for the registration.
The Registrar of Record has other mechanisms available to collect payment from the Registered Name Holder that are independent from the Transfer process. Hence, in the event of a dispute over payment, the Registrar of Record must not employ transfer processes as a mechanism to secure payment for services from a Registered Name Holder. Exceptions to this requirement are as follows:
- In the case of non-payment for previous registration period(s) if the transfer is requested after the expiration date, or
- In the case of non-payment of the current registration period, if transfer is requested before the expiration date.
4. Registrar Coordination
Each Registrar is responsible for keeping copies of documentation, including the FOA and the Transfer Contacts response thereto, that may be required for filing and supporting a dispute under the dispute resolution policy. Gaining Registrars must maintain copies of the FOA as received from the Transfer Contact as per the standard document retention policies of the contracts. Copies of the reliable evidence of identity must be kept with the FOA.
Both the Gaining Registrar and the Registrar of Record must provide the evidence relied on for the transfer during and after the applicable inter-registrar domain name transaction(s). Such information must be provided when requested by, and only by, the other Registrar that is party to the transfer transaction. Additionally, ICANN, the Registry Operator, a court or authority with jurisdiction over the matter or a third party dispute resolution panel may also require such information within five (5) days of the request.
The Gaining Registrar must retain, and produce pursuant to a request by a Losing Registrar, a written or electronic copy of the FOA. In instances where the Registrar of Record has requested copies of the FOA, the Gaining Registrar must fulfill the Registrar of Records request (including providing the attendant supporting documentation) within five (5) calendar days. Failure to provide this documentation within the time period specified is grounds for reversal by the Registry Operator or the Dispute Resolution Panel in the event that a transfer complaint is filed in accordance with the requirements of this policy.
If either a Registrar of Record or a Gaining Registrar does not believe that a transfer request was handled in accordance with the provisions of this policy, then the Registrar may initiate a dispute resolution procedure as set forth in Section C of this policy.
For purposes of facilitating transfer requests, Registrars should provide and maintain a unique and private email address for use only by other Registrars and the Registry:
- This email address is for issue related to transfer requests and the procedures set forth in this policy only.
- The email address should be managed to ensure messages are received by someone who can respond to the transfer issue.
- Messages received at such email address must be responded to within a commercial reasonable timeframe not to exceed seven (7) calendar days.
5. EPP - based Registry Requirements for Registrars
In EPP-based gTLD Registries, Registrars must follow the requirements set forth below.
Registrars must provide the Registered Name Holder with the unique "AuthInfo" code within five (5) calendar days of the Registered Name Holder's initial request if the Registrar does not provide facilities for the Registered Name Holder to generate and manage their own unique "AuthInfo" code.
Registrars may not employ any mechanism for complying with a Registered Name Holder's request to obtain the applicable "AuthInfo Code" that is more restrictive than the mechanisms used for changing any aspect of the Registered Name Holder's contact or name server information.
The Registrar of Record must not refuse to release an "AuthInfo Code" to the Registered Name Holder solely because there is a dispute between the Registered Name Holder and the Registrar over payment.
Registrar-generated "AuthInfo" codes must be unique on a per-domain basis.
The "Auth-Info" codes must be used solely to identify a Registered Name Holder, whereas the FOA's still need to be used for authorization or confirmation of a transfer request, as described in Section 2 and Section 4 of this policy.
6. Registry Requirements
Upon receipt of the "transfer" command from the Gaining Registrar, Registry Operator will transmit an electronic notification to both Registrars. In the case of those Registries that use electronic mail notifications, the response notification may be sent to the unique email address established by each Registrar for the purpose of facilitating transfers.
The Registry Operator shall complete the requested transfer unless, within five (5) calendar days, Registry Operator receives a NACK protocol command from the Registrar of Record.
When the Registry's database has been updated to reflect the change to the Gaining Registrar, Registry Operator will transmit an electronic notification to both Registrars. The notification may be sent to the unique email address established by each Registrar for the purpose of facilitating transfers or such other email address agreed to by the parties.
The Registry Operator shall undo a transfer if, after a transfer has occurred, the Registry Operator receives one of the notices as set forth below. In such case, the transfer will be reversed and the domain name reset to its original state. The Registry Operator must undo the transfer within five (5) calendar days of receipt of the notice except in the case of a Registry dispute decision, in which case the Registry Operator must undo the transfer within fourteen calendar days unless a court action is filed. The notice required shall be one of the following:
- Agreement of the Registrar of Record and the Gaining Registrar sent by email, letter or fax that the transfer was made by mistake or was otherwise not in accordance with the procedures set forth in this policy;
- The final determination of a dispute resolution body having jurisdiction over the transfer; or
- Order of a court having jurisdiction over the transfer.
7. Records of Registration
Each Registrar shall require its customer, the Registered Name Holder, to maintain its own records appropriate to document and prove the initial domain name registration date.
8. Effect on Term of Registration
The completion by Registry Operator of a holder-authorized transfer under this Part A shall result in a one-year extension of the existing registration, provided that in no event shall the total unexpired term of a registration exceed ten (10) years.
B. ICANN-Approved Transfers
Transfer of the sponsorship of all the registrations sponsored by one Registrar as the result of (i) acquisition of that Registrar or its assets by another Registrar, or (ii) lack of accreditation of that Registrar or lack of its authorization with the Registry Operator, may be made according to the following procedure:
- The gaining Registrar must be accredited by ICANN for the Registry TLD and must have in effect a Registry-Registrar Agreement with Registry Operator for the Registry TLD.
- ICANN must certify in writing to Registry Operator that the transfer would promote the community interest, such as the interest in stability that may be threatened by the actual or imminent business failure of a Registrar.
Upon satisfaction of these two conditions, Registry Operator will make the necessary one-time changes in the Registry database for no charge, for transfers involving 50,000 name registrations or fewer. If the transfer involves registrations of more than 50,000 names, Registry Operator will charge the gaining Registrar a one-time flat fee of US$ 50,000.
C. Transfer Dispute Resolution Policy
Procedures for handling disputes concerning inter-registrar transfers are set forth in the Transfer Dispute Resolution Policy (available at: http://www.icann.org/transfers/dispute-policy-12jul04.htm). Procedures in this policy must be followed by the applicable Registry Operators and ICANN accredited Registrars.
Exhibit
E
REGISTRY OPERATOR'S OPERATIONAL STANDARDS,
POLICIES, PROCEDURES, AND PRACTICES
I. Cancellation of Registered Names.
Registry Operator may transfer or cancel any Registered Name (i) for
violations of this Agreement and its Exhibits or (ii) to correct mistakes
made by Registry Operator or any Registrar in connection with a domain
name registration.
II. Additional Requirements for Registration
Agreement. In addition to the provisions of Subsection 3.4, in its
registration agreement with each Registered Name Holder, Registrar shall
require such Registered Name Holder to:
(i) consent to the use, copying, distribution, publication, modification
and other processing of Registered Name Holder's Personal Data by
Registry Operator and its designees and agents in a manner consistent
with the purposes specified pursuant to Subsection 2.6;
(ii) submit to proceedings commenced under ICANN's Uniform Domain
Name Dispute Resolution Policy ("UDRP"); and
(iii) immediately correct and update the registration information
for the Registered Name during the registration term for the Registered
Name.
III. Additional Security. Each session
wherein Registrar accesses the Registry System shall be authenticated
and encrypted using two-way secure socket layer ("SSL") protocol.
At a minimum, Registrar shall authenticate every client connection with
the Registry System using both an X.509 server certificate issued by
a commercial certification authority identified by the Registry Operator
and its Registrar password. Registrar shall disclose only its Registrar
password to its employees with a need to know. Registrar agrees to notify
Registry Operator within four hours of learning that its Registrar password
has been compromised in any way or if its server certificate has been
revoked by the issuing certification authority or compromised in any
way.
IV. Updates to Registration Information.
Registrar shall submit any corrections or updates from a Registered
Name Holder relating to the registration information for a Registered
Name to Registry Operator in accordance with such timeline and specifications
as Registry Operator may develop.
V. Policies Concerning Transition of the
.org Top-Level Domain to Operation by Registry Operator.
The technical transition from the VeriSign Registry ("Verisign")
to Public Interest Registry ("PIR") will involve a multi-step
procedure, outlined in detail below.
1. Technical Transition Verisign Registry
to PIR Registry
1.1: Conversion Data Specification
The data required for the transition will be detailed to VeriSign,
and will include, but not be limited to, thin-registry WHOIS information
currently held by by VeriSign, the gTLD zone file for .ORG, and
registrar information relating to the operation of the registry
(registrar ID mappings, for example). All data currently maintained
by registrars will not need to be loaded into the system. Domain
names and associated child entities will be converted real-time,
as registrars move to the EPP-based system.
The registry data should be formatted in a common symbol delimited
text file, with the first row containing appropriate column headers.
The gTLD zone file can be sent in the current text format. If these
formats are determined to be insufficient, an alternative format
shall be negotiated between PIR and VeriSign, as long as this negotiation
does not prolong the process of receiving the data. This data will
be formally requested no more than three days following the signing
of the .ORG Registry Agreement.
1.2: Form Registrar Transition Focus Group (RTFG)
PIR will immediately begin selecting and contacting registrars
to formulate the Registrar Transition Focus Group. The mission of
this group is: 1) to provide input from a registrar's perspective
on the transition, 2) to provide a level of testing to ensure that
the software works as documented, and 3) to ensure client software
can be successfully transitioned in a timely basis.
1.3: Receive full set of test data from VeriSign
No later than 10 days after the request in 1.1 of this Appendix
J has been issued, PIR expects to receive, in the common symbol-delimited
form decided upon, the complete set of data to be used, solely for
the purposes of testing the transition. PIR shall request Verisign
to estimate a time for the retrieval and transmission of the data
set, so that appropriate time can be allocated during the cutover
process.
1.4: Conversion to test environment
Upon arrival of the test data, PIR will begin testing the conversion
process, and load this data into a test environment to be accessed
by both PIR developers as well as the RTFG. The conversion data
will be segmented into two files: one considered a "full"
data dump, and the second considered an "incremental"
data dump.
The conversion process will involve first loading the "full"
data dump, and subsequently processing the incremental dumps. Collectively,
this is referred to as the "conversion process." This
step is expected to be completed no later than 21 days after the
data has been received.
1.5: Confirm readiness of VeriSign DNS API
PIR intends to utilize VeriSign's name servers during the transition
period. This is contingent upon VeriSign having a mechanism on its
side of the transfer. PIR expects to have access to a test API system
no later than 7 days after the contract is signed. An API test area
will also be expected from Verisign, which will generate a zone
file based on the data sent in through the API. (Alternatively,
PIR will be able to provide zone files based on a specification
agreed with VeriSign.)
1.6: Begin internal testing and provide Test Arena ("Sandbox")
Once the data has been successfully loaded into the test arena,
PIR and the RTFG will be allowed to conduct tests on the data to
verify registry operations. PIR's initial testing will be conducted
using a standard test suite that has already been built by PIR's
back-end services provider for the purposes of verifying registry
operations. The initial test suite will include at least the following
areas:
1. RRP transaction processing
2. Zone File propagation and accuracy (including utilization of
the VeriSign API and test area for zone file transfer - as soon
as it is available)
3. Proper WHOIS data propagation and accuracy - for both RRP and
EPP domains
4. PIR shall provide a test arena ("Sandbox") for all
registrars to begin testing their client code. Registrars shall
be provided separate methods of authentication in order to access
this Sandbox.
This test phase will begin as soon as the data has been loaded
into the test arena.
1.7: Implement changes from Focus Group and Internal Testing
During the testing phase, problems that are found within the registry
system will be documented, ticketed into the bug tracking system,
and resolved in a timely manner. As problems are resolved, fixes
will be introduced back into the system using the same Quality Assurance
procedure that PIR's back-end services provider uses in its current
production environment. While many problems will be resolved during
the initial testing phase, there may be issues that require an extensive
change.
1.8: Reload VeriSign test data and re-run test suite
Once it is believed that all fixes are in place from the previous
steps, PIR will re-run the data conversion process, and the test
suite. The RTFG will be encouraged to conduct testing on their end
to verify the results. It is expected that this will take no more
than 7 days.
1.9: Begin Data Migration to production-ready system
Once system operations have been verified, VeriSign will need to
provide another full set of data, identical in format and nature
as the data provided in 1.1 of this Appendix J. This data will be
loaded into the production-ready system using the conversion program,
and data will be checked for accuracy. No transform commands will
be allowed on this data. This full data dump is expected to occur
at least 30 days before the cutover date. An incremental dump will
then be expected at regular intervals before the cutover, and the
incremental conversions will occur. All data will be checked for
accuracy.
1.10: Shut down VeriSign RRP system
At the time of the cutover, VeriSign will shut down their RRP system.
This assures that PIR has a complete set of data when PIR's registry
goes live. VeriSign's WHOIS service, as well as the gTLD name servers,
will remain operational throughout the cutover.
1.11: Receive last incremental dump from VeriSign
Immediately after the RRP shutdown, VeriSign will be expected to
run the last incremental dump of the data, generate a zone file,
and send this to PIR as quickly as possible, using the same methodology
as described in previous steps. Utilizing incremental dumps will
help minimize the downtime required in this process.
1.12: Run last incremental conversion into production system
Upon receiving the data, PIR will immediately load the data using
the incremental conversion process. The data will then be verified
for accuracy and completeness, using the same mechanisms that were
utilized in the testing environments.
1.13: Bring up VeriSign nameserver API
VeriSign will need to back up the current zone file, and bring
up the mechanism to allow PIR's zone file to be transferred to the
VeriSign name servers. Once this mechanism is running, PIR will
initiate a push to the name servers, and verify that all operations
are running correctly.
1.14: Bring up RRP/EPP proxy system
Once all data and the name server functionality have been verified,
PIR will bring up the RPP/EPP proxy system. All operations will
be carefully monitored throughout this process, to ensure that all
registry operations are functioning correctly.
1.15. WHOIS Services
WHOIS services will be provided in the thin model for all .ORG
names operating under RRP, for which the central .ORG WHOIS server
will provide referrals to the authoritative WHOIS servers.
2. Technical Transition Post cut-over
2.1: Registrars begin EPP migration
Registrars will begin the migration from RRP to EPP in early 2003.
Each registrar will be given a commercially feasible timeframe to
cutover to the EPP protocol. The EPP migration process will commence
in early 2003, and shall conclude no later than December 31, 2003.
2.2: WHOIS Services (thin to thick registry)
As part of the EPP migration, Registrars shall be required to provide
full contact information required for thick registry WHOIS services.
Thick registry WHOIS services will be provided for each .ORG name
that has been migrated to EPP.
2.3: Test UltraDNS API and name server functionality
Once the cutover is completed, PIR will begin testing the transfer
procedure to UltraDNS. The testing will be conducted in a similar
manner as was done with the VeriSign API.
2.4: Run Parallel name servers
For a period of 30 days, PIR will send zone file data to both VeriSign
and UltraDNS name servers. The UltraDNS servers will be checked
for accuracy and completeness.
2.5: ICANN to switch name server delegation
Once the accuracy of the UltraDNS zone file propagation has been
successfully completed, PIR will request ICANN to switch the name
servers from VeriSign to UltraDNS.
2.6: VeriSign to remove PIR connectivity to their name servers
As part of the contingency outlined below, it is expected that
VeriSign will keep the connectivity to the nameservers alive until
30 days after the delegation change. This step would complete the
transition.
2.7: RRP and EPP co-existence
The registry will be pre-loaded with all relevant RRP data from
VeriSign. If a registrar connects to the registry using RRP, it
will be able to manipulate the data in the same manner as it does
today through VeriSign. If the registrar connects via EPP, it will
need to modify the domain name to include/update all required fields
for that entity and its children (contact ROIDS, etc.). This modification
step will be included in the OT&E process.
2.8: Registrar data migration to thick model
PIR will encourage registrars to migrate their data from the thin
to thick registry model. This encouragement will include, but is
not limited to, a weekly report showing all domains still under
the thin model, full technical support and OT&E testing facilities,
and notifications by PIR to migrate the data in a timely fashion.
PIR will discontinue operation of the RRP/EPP proxy software on
January 1, 2004. As a result, Registrars are required to complete
migration to the EPP system prior to December 31, 2003, or risk
being disconnected and unable to access the Registry system.
Once all registrars have made the transition to EPP, the RRP-to-EPP
proxy will be shut down, and all registry operations from that point
forward will be transacted using EPP.
3. Technical Transition Interruption
of Registry Functions
PIR's transition plan aims to minimize any interruption to critical
services during and after the cutover of the Registry. Because the
cutover only involves the shutdown of the RRP service from VeriSign,
PIR expects no interruption of service for the key end-user components
of name resolution and WHOIS services.
By using the incremental dump methodology described above, PIR will
minimize the amount of down time that will occur during the cutover
process. This will only impact registrars' ability to transform existing
registry-related information, such as name servers delegated to a
particular domain, as the registry data will not be accessible during
this time. All data maintained by the registrar, in their own WHOIS
databases, will not be affected. The cutover process is expected to
last for at least 48 hours. Once the cutover has been completed, no
further interruption of service is expected.
4. Technical Transition Contingency
Plans
PIR shall create contingency plans in the event that any part of
the proposed transition does not proceed as planned. Listed below
are the minimal steps that shall be undertaken by PIR to ensure that
the transition of the registry results in minimal disruption of service
to registrars, and no disruption of service to existing .ORG registrants.
Each step in the transition is outlined below, with each step's risk
assessment and contingency plan is detailed. This is for illustrative
purposes only, and the Registry Operator reserves the right to make
modifications to details of the Transition Plan, and the Contingency
Plan(s) in order to ensure that the stability and security of the
.ORG registry is not compromised.
4.1: Conversion Data Specification Contingency
In the event that VeriSign cannot supply the data in the format
suggested in 1.1 of this Appendix J, PIR will work with VeriSign
to establish a format that will be mutually acceptable. Both companies
have the necessary technical knowledge to agree to a format in a
short time frame.
4.2: Registrar Transition Focus Group (RTFG) Contingency
PIR's back-end registry services operator, has prior experience
in establishing registrar groups similar to the RTFG during its
LandRush 2 process. PIR will seek out alternate registrars or similarly
technically competent organizations to participate in the RTFG.
4.3: Full set of test data from VeriSign Contingency
PIR will depend on VeriSign to be able to deliver data in a timely
fashion to Registry Operator for the purposes of load testing the
conversion process. If, however, VeriSign cannot deliver this data
in time for the initial testing to commence, Registry Operator will
generate a set of test data. This data is anticipated to be a representative
model, but presents risk as it may only be an approximation of expected
data to be later delivered from Versign.
4.4: Conversion to test environment Contingency
If problems are found within the test data, then the Registry Operator's
development team will work with VeriSign to correct the problem
and have the data set regenerated. The purpose of this step is to
check for errors in both the data set and the conversion code, so
some errors and their appropriate fixes are expected. The largest
risk in this step is the indication of an unexpected amount of errors
in the conversion code, which could potentially increase the time
needed for this step.
4.5: Internal testing Contingency
Internal testing will begin once the data set has been loaded successfully.
The RTFG testing will be available after the preliminary internal
testing has concluded.
4.6: Reload VeriSign test data and re-run test suite
Contingency
The procedures for loading all data will have been fully tested
at this point. If, after fixing any problems incurred in the previous
steps, the data fails to load, the conversion process will be altered
to correct the problem. The time allotment for this step allows
for this iteration to occur.
4.7: Data Migration to production-ready system Contingency
At this point in the transition, the data load will have been tested
numerous times. The risk factors here include a problem with VeriSign
providing the production data, or an unforeseen error in the conversion
code - both of which are unlikely at this point. If however, such
an error occurs, PIR will work expeditiously with VeriSign to resolve
this issue as quickly as possible. This step can occur anytime within
the month prior to the cutover. While some time has been allocated
for this step in the event of a problem, in the event of an unavoidable
problem beyond the control of the Registry Operator, the Registry
Operator will take necessary emergency steps to mitigate the risk
of destabilizing the .ORG registry.
4.8: Shut down VeriSign RRP system - Contingency
The principal potential risk here is having other registry services
affected by the closure of the RRP system at VeriSign. It is assumed
that VeriSign has run the production system many times in this scenario.
In the extremely unlikely event that either DNS or WHOIS services
are affected adversely by the RRP shutdown, the cutover will be
delayed until the problem can be resolved. VeriSign will be asked
to provide, in writing and in advance of the cutover, a statement
verifying that the RRP system can indeed be shutdown in this manner.
In the event of a catastrophic failure at this point, the conversion
will be aborted, and VerSign can re-open their RRP system.
4.9: Receive last incremental dump from VeriSign - Contingency
The major risk in this step is timing. It is currently not known
how long it will take VeriSign to retrieve and send the incremental
data set to PIR. The RRP downtime will be extended at this point
if this step should take longer than anticipated. In the event of
a catastrophic failure at this point, the conversion will be aborted,
and VerSign can re-open their RRP system.
4.10: Run last incremental conversion into production system -
Contingency
At this point in the transition, it will be known how long it takes
to run an incremental conversion. As many as five incremental
conversions will have been performed to this point. In the event
of a catastrophic failure at this point, the conversion will be
aborted, and Versign can re-open their RRP system.
4.11: Bring up VeriSign nameserver API - Contingency
If an unforeseen issue should arise, and the registry is unable
to communicate to VeriSign's name servers, attempts will be made
to correct the issue. Should this prove to be an overwhelming task,
the conversion will be aborted, and VeriSign can re-open their RRP
system.
4.12: Bring up RRP/EPP proxy system - Contingency
If the registry system fails to come up, or unable to perform all
registry services as expected, attempts will be made to correct
the issue. If, however, it is determined that a problem exists that
cannot be resolved in a timely manner, the system will be brought
down, and VeriSign can re-open their RRP system.
4.13: Registrar EPP Migration - Contingency
PIR will handle each registrar's EPP Migration process. The RRP
to EPP proxy allows registrars to continue to perform domain functions
while preparing their systems for the change. In the event that
a registrar has problems moving to the EPP system, they can continue
to operate using RRP until the proper corrections have been made.
Registry Operator shall provide necessary technical assistance (including
debugging assistance) to help ensure that Registrars complete the
migration to EPP successfully.
4.14: UltraDNS API and name server functionality - Contingency
The UltraDNS API is well documented, and the changes required to
switch to the new name servers should be minimal. This coupled with
the extended time frame allowed makes the risk factor low.
In the event that a serious problem should occur, PIR shall utilize
VeriSign's name servers for the duration of the 12 months as provided
for by the current contractual requirements from VeriSign.
4.15: VeriSign to remove PIR connectivity to their name servers
- Contingency
Once the registry is running on the new name servers, PIR will
no longer attempt any connectivity whatsoever to the VeriSign name
servers. VeriSign can bring down this service on its own time-frame.
4.16: PostgreSQL database is orphaned
Because of the open source nature of PostgreSQL, the software code
base does not suffer the same inherent business issues that one
would see in a commercial package. Specifically, there is no underlying
concern regarding the company's financial health; the code being
bought out and obfuscated by a competitor; corporate espionage;
etc. These kinds of risks do not affect open source products such
as PostgreSQL.
Although "orphaning" by a corporate parent does not apply,
there are two different scenarios where support could falter for
the use of PostgreSQL. The first is a radical shift in database
theory, and the related implementations, and the second is lethargy
within the development community.
The first issue deals with the adoption of new database theories
and technologies. In this regard, PostgreSQL excels. PostgreSQL
did not originally have SQL built in. However, as the SQL standards
progressed, it was incorporated into the system, and is now one
of the most fully compliant SQL implementations. The adoption of
new database technologies has occurred many times within the lifecycles
of PostgreSQL. As new ideas develop within the database community,
PostgreSQL has developed a reputation for implementing these new
ideas in a timely fashion.
The second issue deals with the notion that programmers will migrate
to a totally new project, and work on PostgreSQL will slow to a
minimum. Given PostgreSQL's history with adaptation to standards
and new technologies, as well as a sixteen-year development history,
it is difficult to envision that this would occur.
Open-source data conversion utilities for PostgreSQL exist, whose
explicit purpose is to facilitate the migration of data to and from
PostgreSQL. As a direct result, PIR's ability to convert the data
contained in its database is made significantly easier, should the
need occur.
Assuming, however, that an unforeseen issue would occur which would
cause PostgreSQL to no longer be maintained in an appropriate fashion,
PIR would begin the migration to another database subsystem. PostgreSQL,
by virtue of its conformance to industry standards, would ease the
burden of migration. Overall, the degree of difficulty in migrating
the data to another database system is finite and measurable. Data
migration can be performed with the skill sets that Registry Operator's
back-end services provider has already built in-house, as well from
the PostgreSQL community.
Each RDBMS contains significant architectural differences, which
must be accommodated in any data migration. Since PostgreSQL is
accessible in an open and cross-platform manner via both ODBC and
JDBC, a consistent application programming interface (API) is available
that works with different databases through the use of database-specific
drivers.
A consistent API results in function calls to perform important
database actions such as initiating a connection, executing a command,
and retrieving results that are identical regardless of whether
the program is talking to PostgreSQL or another ODBC/JDBC compliant
database. Additionally, a standardized call-level interface and
standard escape sequences allow the data migration developer to
specify SQL functions that perform common tasks but are executed
differently in the two database systems.
The data migration process (as differentiated from a registry transition
process, which includes data migration) needs to take into account
several important considerations. The data migration process must
identify differences and determine methods of resolving such differences
and create a uniform mapping for critical tasks and functions, such
as:
- Physical and Logical Storage Structures
- Data access methods across RAID or non-RAID devices
- Access to transaction logs and automated recovery methods
- Ability to perform various backup methods, including full and
differential backups, as well as snapshots
- File encryption methods
- Network security access and specialized database functions
- Groups, roles and permissions, and migration of roles between
databases
- Common definition and/or mapping of database objects
- Object names and identifier differences
- Qualifying table names
- Syntax for table creation, index and storage parameters
- SQL syntax mapping for important functions, such as views and
queries
- Use of Unicode data
- Enforcing Data Integrity and Business Rules, including constraints
- Identifying differences and mapping functionality for transactions,
locking and concurrency
- Methods of handling deadlocks
- Conversion of values to different data types
- Conversion of user-defined functions, stored procedures and
special calls
- Raising program errors, common error processing methods and
debug systems
Should PIR need to migrate data from its current database to a
new database, the planned migration strategy would adhere to the
following guidelines:
14.16.1 Determine a suitable successor database. This would involve
testing various database systems within our environment, to see
how each performs under the registry's normal and peak load conditions.
14.16.2 Once the successor database has been selected, the software
will be procured (if not open source), installed, and appropriately
configured into our test environments (see ISOC .ORG proposal,
C 17-13.2-4).
14.16.3 A new set of database servers would be procured. These
new servers would need to be configured and installed.
14.16.4 A data export / import procedure will be built in parallel
with the development efforts in Step 4.
14.16.5 All pertinent API DB calls would be modified within the
registry software (if necessary).
14.16.6 Queries would be re-analyzed to ensure that they are
still optimized using the new system.
14.16.7 Once all software has been unit tested, the entire system
will undergo an exhaustive test phase.
14.16.8 Any revisions that are derived from the test suites will
be worked out.
14.16.9 The database would be loaded onto the procured servers,
and a database export / import would be performed. No shutdown
would need to occur for this step. The data would be exhaustively
checked for any errors, and additional export / imports run to
correct any mistakes.
14.16.10 The registry will be shutdown, the new database systems
installed, an incremental export / import run, the data examined,
and brought back up.

5. Technical Transition – Cooperation
from VeriSign Registry
As the current operator of the .ORG registry, VeriSign must play
an integral part of the transition process. To successfully transition
the registry, PIR requires at least the following information and
services from VeriSign:
5.1 An initial production data dump.
This includes the ability to provide both a full data set (including
the corresponding zone file), and incremental sets that contain
only changes from the original full data set. This will be needed
for both the testing phase, as well as the production cutover. VeriSign
should also provide approximate timeframes when these data sets
will be available, in order to accurately gauge the cutover time.
5.2 Authorization to use the VeriSign nameservers for a period
of up to 12 months.
PIR's transition plan calls for use of VeriSign's nameservers for
the first 180 days after the cutover, but may be required for the
entire 12 months as part of the contingency plan.
5.3 Written confirmation from VeriSign that VeriSign Registry's
Whois and DNS services will not be interrupted when the VeriSign
RRP system is stopped during the cutover.
5.4 VeriSign will need to provide and coordinate appropriate Application
Programming Interfaces (APIs) into their name servers within 7 days
of the signing of the .ORG contract.
5.5 PIR also requests an environment setup at VeriSign to test
the DNS API mechanism within 10 days of the signing of the .ORG
contract.
5.6 Extensive, timely coordination between PIR and VeriSign shall
be required throughout the transition, with complete coverage during
the cutover process. VeriSign shall take commercially reasonable
steps to ensure that such coordination is provided in a timely manner.
5.7 In order to provide continuity of service to registrars and
registrants, PIR will need VeriSign's cooperation (and relevant
data) regarding the other areas of .ORG registry operation that
VeriSign is currently responsible for. These areas include (but
are not limited to) customer service, policy, technical, legal,
and arbitration information. Examples include open .ORG trouble
tickets, information regarding ongoing .ORG domain disputes, information
regarding services the VeriSign registry currently offers to .ORG
registrants and registrars, etc.
6. Operational Test & Evaluation (OT &
E)
Before ICANN-Accredited Registrars will be allowed to join the live
registration environment, they must first pass Operational Test and
Evaluation ("OT&E") certification.
The OT&E process has two main objectives:
1. Verifying the correct operation of an ICANN-Accredited Registrar's
client system, and the ICANN-Accredited Registrar's capability to
operate the interface with the Registry; and
2. Establishing the contractual and business relationship between
the ICANN-Accredited Registrar and the Registry, in accordance with
the Registry-Registrar Agreement.
The OT&E certification process will be available to all ICANN-Accredited
Registrars starting from the date described in Section 7 below.
6.1: Phase 1 - OT&E for cutover to new Registry Operator
All ICANN-Accredited Registrars who wish to perform transactions
in the .ORG domain will have to make necessary technical and other
modifications to their systems and processes to ensure that they
connect to the PIR registry systems, and that these systems are
able to execute RRP-based domain name transaction commands without
any loss of functionality.
All ICANN-Accredited Registrars will be required to pass certain
tests to be eligible to go live prior to the January 1, 2003 cutover
of the registry. All tests performed during OT&E certification
must be completed without errors. Registry Operator will provide
the certification results in a timely manner and provide feedback
for those ICANN-Accredited Registrars that failed to successfully
complete the tests. ICANN-Accredited Registrars may correct their
systems and re-schedule for certification. ICANN-Accredited Registrars
will not be limited in the number of attempts at OT&E certification.
Upon successful OT&E certification, the ICANN-Accredited Registrar
becomes eligible for operation in the live registration environment.
For specific technical details see Section 7 of Appendix C to the
Registry Agreement.
6.2: Phase 2 - OT&E for RRP (thin) to EPP (thick) conversion
Since PIR will operate a central, authoritative registry database
that operates on the EPP protocol, all ICANN-Accredited Registrars
who wish to perform transactions in the .ORG domain will have to
make necessary technical and other modifications to their systems
and processes to ensure that they connect to the PIR registry systems,
and that these systems are able to perform required transactions
in the EPP protocol with Registry Systems. In addition, since PIR
will operate the EPP registry under the "thick" provision
(centralized information repository), all registrars will have to
make the necessary technical and other modifications to their systems
and processes to ensure that they can successfully and completely
transfer necessary contact information from their systems to PIR.
All ICANN-Accredited Registrars will be required to pass certain
tests to be eligible to go live pri |